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All posts tagged "RIA"

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Hightower, a Chicago-based registered investment adviser, has taken a stake in Argent Wealth Management, a $1.7 billion RIA based in Waltham, Massachusetts. The deal...

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Emigrant Partners, a subsidiary of New York Private Bank & Trust, made a minority investment in a registered investment adviser, Hollencrest Capital Management. Terms...

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The Securities and Exchange Commission has charged Jack Brewer, a St. Louis Park, Minnesota, registered investment adviser, with insider trading in the securities of...

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Mercer Global Advisors, a Denver, Colorado-based registered investment adviser managing $20 billion in assets, has acquired Summit Wealth Advisors, a Frisco, Colorado-based RIA managing...

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